The Commodity Futures Trading Commission’s Division of Market Oversight has issued an advisory for US event contract market operators. The notice clarifies procedures for series self-certifications and addresses documentation submission practices.
Certification Documentation Standards
The advisory focuses on the submission of broad, template-style certifications. Operators previously combined multiple potential event contract variations within a single certification document. The oversight division now emphasizes adherence to established series certification procedures.Market participants must review the updated guidance to ensure compliance with current regulatory standards. The division issued the notice to clarify expectations for event contract market operators across the United States.